We make creating Financial Planning File Notes easy!
Advisers must use a file note to record the substance of any conversation with a client at the time of the conversation or in any event on the same day. Good file notes are invaluable in the event of a client complaint and are essential to enable third parties such as ASIC and external complaints resolution schemes to understand the reasons for your recommendations and any subsequent transactions.
Save time with our File Note Tools
Are you swamped with compliance paperwork?
Let us help you save time and money on producing financial planning file notes.
As a group of paraplanners who have serviced all the major dealer groups & who write thousands of advice documents each year, we are excited to offer File Note Templates to help your business.